AML – PWRAS & Client & Matter Risk Assessments

This webinar will focus on the recent publications over the last 6 months from the SRA and the LSAG which include a Thematic Review, a Warning Notice and other Guidance. They require an internal adjustment to what we do and how when it comes to assessing the client’s AML compliance. These include how to approach the practice-wide risk assessment (PWRA) and then the further examination of the client and the matter.

Learning Objectives:

• What publications have been issued recently
• What are the trends in SRA enforcement activity
• New Rules on PWRAs
• New Rules on Client Risk Assessments with rationale
• New Rules on Matter Risk Assessments with rationale