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Regulation And Compliance Quarterly Update October 2024
Jo Morris
AML & Compliance Update
Trevor Hellawell
Referrals, introductions & fee-sharing
Work acceptance – initial enquiries and vulnerable clients
The Online Safety Bill
Melissa Stock
Once More Unto The (Data) Breach
Steve Kuncewicz
The right to be forgotten
Data Protection, Privacy and Employment
An Introduction to Data Protection Litigation
A lighter look at GDPR
Alastair Hodge
Regulation And Compliance Quarterly Update July 2024
Regulation And Compliance Quarterly Update April 2024
AML – PWRAS & Client & Matter Risk Assessments
The LSAG Abbendum: Additional Guidance Session
AML for Support Staff
STARs, SARs, SARs & SARs
AML: Source of Wealth & Source of Funds Enquiries
AML, CTF, CPF, ROE & Sanctions Autumn Update
Conflicts, Confidentiality and Undertakings
Accounts Rules and Financial Management
Regulation and Compliance Autumn 2022 Update
SRA Audits - from an auditors perspective
Ian Johnson
AML & CTF the law & the Implications of SARs Reporting (Part 1)
AML & CTF: the regulations and LSAG guidance (Part 2)
SRA Accounts Rules: the first 500 days
SRA STaRs: the first 500 days
Whistleblowing - Practicalities and Pitfalls
Whistleblowing - the basics of the law
SRA Annual Report & Business Plan: tips for compliance in 2024
Risk Management: COLPs, COFAs, MLCOs, DPOs - jobs not titles
Regulation and Compliance Autumn 2023 Update
CQS: how to demonstrate compliance
Continuing competence and building a compliance training programme
Amy Bell
Common causes of professional negligence claims and how to avoid them
How to build a compliance programme that works
COLPs and COFAs: Roles & Duties
Bribery, Corruption, Tax Evasion & Fraud – essential steps to take