Regulation and Compliance Quarterly Update Autumn 2026

As we all come back from our holidays and head into the second half of 2026, you may be wondering what has been happening over the summer break. Well, things got pretty busy coming up to the half year mark and it has continued on into quarter three of 2026 and shows no sign of slowing down.

Time is ticking away and, even with every good intention, it is hard to keep up to date with all things compliance. Not a week, or sometimes, even a day goes by without some change or update and this means we were all busy updating our policies, risk assessments and other documentation and training to ensure our firm and our people stay compliant. There’s so much to juggle! How do we keep ourselves updated? Have we missed anything along the way?

So, this one hour webinar aims to keep you up to date with the key updates from this last quarter.

This session will cover the major changes and updates in the legislation, regulations, publications and news and let you know what the supervisory bodies are up to and their latest releases. It will cover changes that have been released in the last quarter.

This will be an informative session giving you a practical guide to keeping up to date with the latest changes.

Who this is for:

Law firm compliance professionals, COLPs and COFAs, risk and regulatory managers, Solicitors with compliance responsibilities

Level of expertise:

All Levels – this can be picked up throughout anyone's professional career regardless of experience

CPD hours:

This webinar provides you with 1 hour of learning.

Attendees will receive a CPD certificate upon completion of this course.

Learning objectives:

In this session covering the third quarter of 2026, we will learn:

• The latest news on the FCA becoming the single AML regulator – what progress has been made, if any
• The Money Laundering Regulations amendments – have you put all the amendments into your paperwork
• Fast approaching practising certificate renewal – how much progress have you made with continuing competence
• AML Annual Reports – what will the facts and figures look like this year?
• SRA – new consultations opening up
• New publications from the SRA and the UKFIU and other regulators
• Other updates in the compliance field
• Fines, fines and more fines – a round up of the latest cases and what’s been in the news